NREI Feed

Also, Mercer Advisors appoints a chief platform officer, EP Wealth expands its leadership team, and Composition Wealth adds a general counsel and head of advisors.

Legal Editor Anna Sulkin Stern discusses this month's cover art.

Susan R. Lipp pays tribute to our long-time contributor, board member and friend, Charlie Ratner.

Equitable Advisors' Jim Mellin reveals the strategies for building sustainable growth through client experience, team development, and smart succession planning.

The authors explain the differences between on-premises artificial intelligence and AI off site

The most notable tax law developments of the past month

In the meantime, Democrats introduce bills to enhance due process protections for nonprofits.

Provenance is an important consideration.

The couple reportedly didn’t have a prenup.

Steps to take before clients commit to giving.

The Miami-based RIA continues its acquisition spree, adding FortCay Family Advisory to the network. Its global AUM is around $572 billion.

The Charlotte-based wealth services firm completed its third acquisition in 18 months, adding OCIO expertise and services.

Open, honest and candid discussion about Creative Planning acquiring RVK, fake letters to the DOL, SIMPLE 401(k) plans, blurred lines between RPAs and institutional consultants and more.

The AI-native RIA's new offering promises 90-second client onboarding through integrated technology, with NFS providing clearing and custody services.

The Raleigh-based firm adds Compass Advisors and Long Island Wealth Management, bringing seven professionals and combined retirement and wealth advisory capabilities.

Charles A. Redd discusses Lewis v. Comm’r

A multipurpose option for philanthropic clients

According to FINRA, three reps repeatedly recommended that clients sell unit investment trusts early and buy new ones, thereby racking up unnecessary fees for customers.

Two advisory groups managing $1.4 billion are leaving the New York firm for Cerity, following two other teams that departed in July for Wealth Enhancement.

Marco De Freitas will oversee operations, technology and AI strategy. Jennifer Frazier becomes president of the firm's Signature Wealth division.