NREI Feed

The move by Raymond James follows a trend of wealth managers offering their advisors an in-house small-business retirement plan for clients.

Kim-Ha Nguyen’s life changed at 15 when her family fled Vietnam in the aftermath of the Fall of Saigon, seeking refuge in the United States.

Help match complexity with a client’s goals, concerns and ability to follow through.

Advisor views on the stock market and the economy were largely unchanged in the final weeks of summer, even as more see darker clouds ahead.

The funding, led by founder and Chairman Dave Duffield, values the company at $1.4 billion.

An overview of the legal landscape surrounding embryo ownership, use and disposition.

Open, honest and candid discussion about ADP’s partnership with EFE, the number of DC plans, apps vs. 401(k) websites, Wealthies winners, IBDs focused on convergence and more.

Democrats citing continued concerns over ethics provisions meant to address President Donald Trump’s crypto business interests.

Twenty-eight advisors managing $825 million chose Gateway Financial Partners over following Sierra Ridge to Cetera, citing partnership culture and platform continuity.

An interval fund combining public and private equity exposure will likely be the first product launched by the firms.

In other people moves, HSBC hires family office and U.S. private bank heads; $2 billion Lear taps former Bloomberg CEO Peter Grauer to lead advisory board; Alaris adds a senior deal leader from OneDigital; and BridgePort snags a senior business development lead from Osaic.

AI-powered client simulators are one example of how the technology is shaping the training and employment path for humans in wealth management.

Each model pursues a different investment objective.

Issuers continue to be aggressive with ETF launches, but increasingly new products seeking to find a niche are based on leverage or riskier assets. The rancor in bond markets is pushing investors to seek alternative paths for income. These are among the investment must reads for financial advisors this week.

With the move, Creative Planning would expand its institutional investment capabilities and join other large RIAs that have entered the space through acquisitions.

Look beyond current yields to factors that might indicate whether those payments are sustainable.

It's the adoption and education gaps.

Industry experts welcome the AI tool's potential but question whether it can deliver the workflow specificity financial advisors require across diverse practice models.

Through the deal, Alphacore will open a family office division run by a women-led team in Massachusetts serving ultra-high-net-worth clients.

Shafer Block Wealth Management departs the wirehouse after 20 years to join the UHNW division of NewEdge Capital Group.