NREI Feed

Investment news for financial advisors on the AI boom, executive shuffles at top asset managers, active ETFs, NAV lending, BDC redemptions and more.

Private Wealth Guided Portfolios integrates traditional and alternative investments within risk-based portfolios for advisors serving high-net-worth and ultra-high-net-worth clients.

The UMA platform provider is teaming up with Fidelity Investments to offer advisors outsourced custom model construction with automated tax optimization and rebalancing.

The IRS drew new boundaries around 351 conversions, targeting cases in which, as part of a prearranged plan, an ETF effectively serves as a conduit to convert one set of appreciated securities into a materially different portfolio without an immediate tax bill.

The firm assembled a team of over 40 specialists to deliver coordinated advice to clients with at least $50 million in net worth.

The RIA didn't disclose conflicts tied to its wealth platform, which incentivized referrals to advisors using the service, regulators said.

An AI agent breached Hugging Face by exploiting unreviewed code paths, revealing how prompt-driven development creates security blind spots in wealth management systems.

Advisory businesses are becoming larger enterprises with professional management teams and specialized staff, driving bigger transactions beyond just capital influx.

Hub’s rebrand aims to elevate its $207 billion workplace and individual wealth division in the marketplace, as well as its insurance and employee benefits services.

September 28, 2026 | 2:00 PM EST

The SEC commissioner is departing the regulator to become a professor at Regent University, leaving the agency with just two Republicans and no Democratic representation.

The FinServ Foundation fellowship prepares the next generation of financial planners for long-term success.

Why the industry is still dancing in the dark and how to reach critical mass.

Mainline West's Brad Kreidle discusses navigating the large, fragmented municipal bond market.

The collaboration will involve transaction processing, data exchange, reporting and other functions.

The private equity firm's managing director believes the next chapter for wealth management platforms will be about building cohesive units, rather than aggregating assets.

Bryn Mawr Trust’s Jamie Hopkins details how revocable trusts work, their benefits and when it is appropriate to use them.

In addition, Verdence completes its second deal since selling a majority stake, Modern Wealth acquires a $290 million California firm in its sixth deal of 2026, and Carson Wealth adds a Great Lakes advisor team.

Arch's Ryan Eisenman explores how better data, automation and AI can modernize the private markets experience.

In other advisory tech news, Altruist expands alts marketplace, Snappy AI launches, another acquisition for F2 and InvestCloud launches Altic.