NREI Feed

Jon Seif of Perigon Wealth Management discusses why the firm seeks vendors who will partner with them rather than focus on the “next individual feature.”

Plan sponsors face overwhelming technology choices. Advisors who understand the retiretech ecosystem can help employers identify real problems and select solutions that fit.

The return gap was smallest for investors in U.S. equity and allocation funds.

CEO Kurt MacAlpine discusses why he believes Corient’s partnership-based service model, combined with long-term strategic backing, has won deals such as this week’s acquisition of $21 billion Summit Trail Advisors.

The success of China’s open-weight models gives investors more diversification options in the AI and cloud computing trade.

The multi-year legal battle ends with an injunction requiring Prime Capital to ensure that Edelman planners moving between firms adhere to transition protocols.

How to prepare before the November 2026 ballot.

Unless legislative changes are made, heirs may not get their expected inheritances.

Republicans argue that bills are needed to increase transparency and accountability.

The move comes amid increased demand for personalization and a flurry of other recent launches.

Summit Trail will join the mega RIA Corient, which continues its run of plus-billion-dollar acquisitions.

Firms that treat Trump Accounts as merely operational will miss the chance to build decades-long household relationships starting at birth rather than midlife.

Open, honest and candid discussion about OCIO DC assets, Empower's earnings, new CFPB rules, the truth about the advisor shortage, PEPs and more.

New data from The Well Recruiting Solutions reveals advisory firms negotiate away credentials, salary ranges and experience requirements to secure the talent they want.

Also, Kestra Financial hires client service and operations leads; alt-focused Quincy Wells names a CIO; and Toronto-based Verecan Capital adds a CFO as it pushes further into the United States.

Hunter Haithcock will spend over three years in prison for impersonating a TD Ameritrade advisor and defrauding dozens of investors.

Asset managers are doing an about face on outsourcing, seeking to bring more functions in-house. A combo of factors has created an opportunity in muni bond investing. These are among investment must reads for financial advisors this week.

The addition sees Hightower Signature Wealth grow to $40 billion in less than a year through a combination of affiliates and newly acquired firms.

The deal comes shortly after Allworth secured a new investment round from Integrum Holdings while retaining its prior stakeholders, Lightyear Capital and Ontario Teachers’ Pension Plan.