NREI Feed

The CFTC and the Securities and Exchange Commission are working to bridge the regulatory gap after the Clarity Act was blocked.

The recent increase in interest rates has gotten priced into REIT stocks, and also shone a brighter light on the persistent divergence with implied private real estate valuations.

The next generation may need less help and more practice.

Preservation is the north star.

FiComm’s Meg Carpenter challenges the industry’s reliance on referrals, based on data from the firm’s The New Growth Equation report.

Data issues, tech limits and engagement challenges remain significant.

This year’s survey of advisor sentiment showed less optimism about market conditions and a modest increase in the adoption of alternative investments.

The agency’s proposal would allow advisors to self-custody crypto assets under certain conditions. Commissioner Hester Peirce said she hoped a “calm end” to regulatory uncertainty was imminent.

If you're not careful about the technology you bring into the firm today, you may find yourself living with the consequences for a very long time.

Advisors should evaluate whether financial wellness programs help employees make decisions across multiple benefits, not just provide standalone tools.

In addition, OnePoint BFG expands in Georgia and Florida, and Carson Group adds a women-led team from Commonwealth to its 1099 advisor channel.

In addition, Voya’s CIO is to depart in November, industry vet Larry Roth joins the board of AI-driven advisor intelligence firm Wealthstream, and Alaris hires a buyer strategist from SageView.

Rising yields have created attractive opportunities at shorter durations, and CIOs are taking advantage of not having to take on as much risk to generate income.

One expert warned that advisors touting Section 351 conversions for tax purposes should reconsider recommending the strategy.

Advisors custodying with Fidelity with less than $100 million in client assets will have to depart by June 30, 2027, according to the firm.

The New York-based RIA brought Cornerstone Capital, Echo Wealth Management and Compass Wealth Management into the fold, expanding its presence in Silicon Valley, Minneapolis and Atlanta.

The New York-based registered investment advisor brought Cornerstone Capital and Echo Wealth Management into the fold, expanding its presence in Silicon Valley and Minneapolis.

Even the strongest financial advisor partnerships can reach a crossroads when partners want different things for the next chapter.

The news that OpenAI agents posted publicly available SEC information on an online forum is prompting compliance experts to stress the need to close regulatory gaps.

An advisor's reflection on the pressures that hide inside commitment, responsibility and the work we love.