NREI Feed

Envestnet brings AI widgets and interactive dashboards; Amplify adds account-level risk tools; Zeplyn launches Agent Studio; and other advisory tech news.

Ridgeline's Sterling Perkins explores what happens when the investment management tech stack is rebuilt around a single system of record.

Pete Engelken explains how $40 billion Allworth’s early move to manage its data has set it up to leverage a list of AI-driven vendors from Jump to Anthropic.

The deal aims to streamline tech integration for banks, credit unions, RIAs and broker/dealers seeking to modernize wealth management products.

Veteran advisor Tim Brennan has split from his former Commonwealth advisory to join Merit, bringing $888M in assets and expansion plans for Illinois.

Siddharth Jawahar used client money for private jets, luxury hotels and fancy restaurants while lying to investors about their returns. He was sentenced to 11 years in prison.

State Street is now marketing its RIA clearing and custody business, targeting larger RIAs, and plans to go live with an anchor client in the U.S. in the next couple of months, says John Plansky, head of State Street Wealth Services.

Michael Stark, a former pilot and financial advisor to Delta employees, has agreed to join $57 billion Steward Partners.

When parents or relatives need care, the financial, professional and personal costs often fall on daughters.

Most RIAs waste hundreds of hours executing investment ideas because teams stop at the recommendation instead of building clear implementation frameworks.

Scale is what you build. Specificity is what gets you found.

AssetMark CEO Michael Kim explains why advisor growth increasingly depends on creating capacity—and using outsourcing, technology and AI to spend more time where advisors add the greatest value.

The Knicks star's new venture, Thirty Third Management Group, will represent clients in sports, business and philanthropy with his family leading operations.

The 23-person team has left the broker/dealer after 30 years to create Fathom Advisors. The registered investment advisor has selected Schwab as custodian.

The SEC claimed Haywood USA failed to file required suspicious activity reports and didn't investigate red flags tied to accounts involving a convicted criminal and a banker.

Ejiroghene Okuma embezzled funds from an elderly client’s accounts while working at Edward Jones and Equitable, using the money to buy a mansion and a country club membership.

The move by Raymond James follows a trend of wealth managers offering their advisors an in-house small-business retirement plan for clients.

Kim-Ha Nguyen’s life changed at 15 when her family fled Vietnam in the aftermath of the Fall of Saigon, seeking refuge in the United States.

Help match complexity with a client’s goals, concerns and ability to follow through.