NREI Feed

Regardless of who is in the White House in 2029, they’ll inherit the tariff overlay.

A new study says not the way you think.

The Snowflake-native platform's new server connects advisory firms to more than 140 custodians, CRMs, portfolio systems and planning tools through a single governed interface.

Tidal Financial Group's Steve Foy discusses rapid ETF growth and key industry trends.

With the move, Kay Lynn Mayhue will take the reins of full management while Rick Kent focuses on organic growth, strategy and culture.

The $36 billion wealth manager consolidated enterprise data from multiple custodians and tech platforms to power its proprietary AI framework called SEIA Brain.

In a newly filed suit, Aldina Barry says she worked for LPL for more than 25 years and argues new performance metrics were used to justify her dismissal.

More than 60% of Americans now own stock, mostly through retirement plans, creating systemic risk if AI hopes fail.

The former PayPal and Intuit CEO’s new self-directed platform aims to democratize wealth management strategies for investors without requiring minimum balances.

CIO Eric Teal discusses how the firm seeks to capitalize on growth opportunities without taking on excessive risk.

Florida dominates the top five.

Retail investors are pouring money into funds and vehicles promising access to Anthropic and OpenAI ahead of their IPOs

Edwin Lickiss Jr. ran a Ponzi scheme from 1998 to 2024, promising clients exclusive tax-free bonds with returns up to 30% while using their funds for personal expenses.

The competition to win the convergence race is heating up.

The team has left Raymond James to bring $425 million in AUM to Concurrent’s 1099 affiliation platform, which now oversees more than $23 billion in client assets.

Two customers claim the firm prioritized profits by keeping sweep account interest rates artificially low. It's the latest in a line of cash sweep suits brought against industry firms.

The debt offering included a $250 million delayed draw term loan, which will go toward funding acquisitions and other investments.

According to the Justice Department, William Carleton kept profitable trades for himself while assigning losing positions to clients.

The $160 billion RIA's deal for the West Des Moines, Iowa, firm is expected to close by month's end, marking another strategic expansion.

In other deal news, Savant adds two CPA firms while rebranding its tax division, Carson brings on its 50th office, and LPL recruits a team from Wells Fargo’s FiNet.