NREI Feed

Leech agreed to the penalty without admitting SEC allegations that he’d fraudulently steered more than $600 million in gains to favored clients while forcing losses on others.

Open, honest and candid discussion about jobs numbers, Edward Jones expanding 401(k) tools, where to spend tech money and obstacles to the convergence of wealth and retirement at work.

The question is whether the operating system underneath it can actually put it to work.

The $1.1 billion Florida practice marks the first acquisition under TBG's franchise model following its April integration with Hightower as a new advisory hub.

Ovi Vitas will bring experience from Marriott, Reebok and EA Sports to help Creative Planning grow its international presence.

RIA custodians such as Schwab, Axos and Betterment, as well as some RIA platforms, are reaching out to those advisors who may need to shift some or all of their assets off Fidelity by June 2027.

$16 billion RIA holding company Aspen Standard Wealth has added Cullen Investment Group, a Lafayette-based RIA.

It was a big week on the regulatory front, with the industry attempting to make sense of new SEC proposals on retail alternatives and the IRS’s proposed tax changes to popular 351 ETF conversions. These are among the investment must reads for financial advisors this week.

For ultra-high-net-worth clients, responsiveness is no longer the standard. It’s table stakes.

Savers are questioning whether the set-it-and-forget-it 401(k) is holding them back.

The New York-based RIA's new vertical will focus on professional athletes, entertainers and creators, building on practice head Frank Marzano’s experience in the sector.

The custodian's new offering features no account minimums, lower fees than competitors and flexible investment options for advisors managing client philanthropy.

Cresset plans to fold its existing $5.4 billion trust business into the $7.7 billion NAT platform while continuing to grow through external advisor clients and acquisitions.

Georgia-based Praxis Financial Partners brings four advisors and a support staff to LPL’s RIA platform after evaluating more than a dozen firms.

October 5, 2026 | 2:00 PM EST

At least five colleges have announced plans to cut tuition in fall 2027.

The CFTC and the Securities and Exchange Commission are working to bridge the regulatory gap after the Clarity Act was blocked.

The recent increase in interest rates has gotten priced into REIT stocks, and also shone a brighter light on the persistent divergence with implied private real estate valuations.

The next generation may need less help and more practice.

Preservation is the north star.