Aggregator

The Winston-Salem team, which has 13 employees and is led by Brett Hoge, manages over $3 billion in assets and marks Captrust’s seventh North Carolina office.

In the suit filed in a Minnesota court, the firm alleged Christopher Porpiglia violated employee contracts when he resigned last week. RFG Advisory claims it is “confident in the process” of the advisor transition.

The six-person Rosenwald Private Wealth team, led by Beth Rosenwald, joins John Thiel’s advisor-owned growth partnership.

Pitcairn's Andy Busser discusses the firm's evolution from single-family office to $12B RIA.

JPMorgan Chase, Wells Fargo, Goldman Sachs and Citigroup were among the firms that reported third-quarter earnings.

Why advisors are choosing sell-and-stay over a clean break.

Now's the time to prove your value.

Investment news for financial advisors, including how asset managers are grappling with massive AI token bills, individual investor options trading has reached meme-stock levels, and other must reads.

It's not how many tools you have or which ones; it's how you connect them.

The new holding company brings Beacon Capital Management, NorthRock Partners and Wealthcare under one umbrella as Sammons looks to streamline operations and accelerate RIA acquisitions.

Matt Humphrey is joining the firm as a divisional president. His hiring comes several months after the $65 billion RIA aggregator created dual teams for its W-2 and independent RIA channels.

Matt Humphrey is joining the firm as a divisional president. His hiring comes several months after the $65 billion RIA aggregator created dual teams for its W-2 and independent RIA channels.

The new holding company brings Beacon Capital Management, NorthRock Partners and Wealthcare under one umbrella as Sammons looks to streamline operations and accelerate RIA acquisitions.

Why PE firms are throwing money at them.

BNY Wealth’s Alicia Levine discusses recent market forces influencing portfolio decisions.

In corners of the $195 billion market for derivative-income products, the Neos funds are seen as pushing the boundaries of tax rules.

Prime Capital, which has about 170 advisor-owners, can provide liquidity to its shareholders without a controlled transaction.

Someone needs to own the whole picture.

Even as most financial advisors remain optimistic in the prospects for the economy and the stock market, a growing minority sees some clouds ahead.