Aggregator

Understanding the practical issues and corresponding legal requirements.

Clients of the Invesco Core Real Estate—USA fund can also cash out at a discount in an upcoming tender offer.

Baker Street Advisors sold a majority stake in 2015, but rather than become a serial acquirer, the San Francisco-based RIA focused on client commitment, referrals and homegrown advisors.

Advisors are uniquely situated to have these discussions.

In addition, FP Transitions releases an RIA value estimator, NewEdge’s Anthropic use leads to client outputs, and XYPN members get a deal on AI-backed client communications.

An IPO isn’t the finish line. It’s the beginning of an entirely new set of financial complexities, particularly for clients crossing the $20 million threshold into ultra-high-net-worth territory.

Stretched public equity prices and rising infrastructure demand are driving wealth managers to expand allocations beyond traditional stocks and bonds.

Record keepers must support multiple advice pathways as 11,000 Americans turn 65 daily, shifting competition from product leadership to enabling comprehensive guidance.

The firm plans to use its tokenized money-market fund inside ETFs and mutual funds, either as a holding or as collateral, according to a letter posted by the SEC.

Joshua Allen and Michael Cox were found guilty of defrauding hundreds of investors through their firm, Ferrum Capital, with much of the money used to pay earlier investors.

Additional Tier 1 bonds — deeply subordinated debt banks issue for regulatory purposes — have been 75% less volatile than high-grade corporate bonds, according to rolling 10-day data.

Consuelo Vanderbilt Costin is aiming to draw in other family members to her House of Vanderbilt investment firm.

There’s no shortage of advice for advisors on how to be more productive and how to build a thriving practice. What’s often missing is how to guard your own wellness and to promote it among the people we serve.

Legal Editor Anna Sulkin Stern discusses this month's cover art.

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Zialcita points to a balanced opportunity set among emerging and developed markets.

RFG Advisory's Shannon Spotswood explains why growth without compromise starts with choosing the right partner.

Editor in Chief Susan R. Lipp weighs in on the contents of this month's issue.

Randall Lane's undisclosed $6 million payment from Shook Research's founder has left some advisors worried about the credibility of wealth advisor rankings going forward.

Pontera is offering a non-discretionary held-away asset view for advisors, which the firm said is not a direct response to Fidelity blocking client credentials.

However, advisors are growing increasingly pessimistic over both the markets and the economy over the next six months, according to the WMIQ Advisor Sentiment Index.