Aggregator

Having a tool available and a firm being ready are two different things.

Reports from DeVoe, Piper Sandler and Fintrx show a lighter third-quarter deal market, but the analysts see no signs of slowing among capital-backed RIA consolidators.

After leaving UBS to launch Ox Road Capital, Michael Lee, Steve Armaly, and their partners crossed $1B in AUM in just 225 days. They share how years of client trust, partner alignment and a client-first vision helped make it possible.

Valla Wealth is operating as a DBA of The Invictus Collective, a Dynasty-backed firm, using the RIA’s proprietary tech stack and structured notes products.

The $2 trillion asset manager and tech provider to RIAs has brought on the industry veteran to straddle both strategy and technology buildout.

Workflow shouldn't be “whoever happens to see it first.”

In Morgan Stanley's case, net new assets jumped 187% year-over-year, largely due to IPO-related flows.

The Seattle-based team said it has joined LPL’s RIA channel and custodial platform for its technology, advisor service model and investments in innovation.

The firm hired two new executives and is adding over 50 new client-facing roles in broker/dealer and RIA field sales.

How advisors can broach the subject.

Human behavior is sometimes to blame when transactions go wrong.

The estate planning should preserve operating authority, key knowledge and capital flexibility.

CohnReznick will look to grow its client base by adding fee-based Aldrich Wealth’s individual wealth management and corporate retirement plan consulting.

The vehicle is one of the fastest-growing methods of charitable giving.

What keeps them up at night?

Tema ETFs’ Paisley Nardini discusses how calm index-level markets are masking volatility and concentration risk in both equities and bonds.

Open, honest and candid discussion bridging wealth and DC plans, EBSA enforcement, AON picks Vanguard as record keeper, retirement income advice, the rise of TPAs and more.

The AI Operating System will sit across the firm's custodian, portfolio management system, CRM, planning and tax software, meeting notes, phone system, email and documents.

The money from Willow Tree Credit Partners and nFleXion Capital Partners will fund VestGen’s mergers and acquisitions activity.

The money from Willow Tree Credit Partners will fund VestGen’s mergers and acquisitions activity.