NREI Feed

Breaking away is a series of decisions about structure, incentives, partners, purpose and people.

Also, Cresset hires a CTO from within, HB Wealth adds senior leaders for a new institutional division, and Eton hires a wealth manager from Northern Trust.

The long-awaited rule would make paper delivery “a relic, not a standard,” according to SEC Chair Paul Atkins.

With artificial intelligence on the rise, has the role of the recruiter become obsolete, or has it simply evolved?

Schwab’s annual RIA benchmarking survey of its custodial clients reiterates the persistent struggle to generate organic growth and hiring new employees.

The best firms aren’t the ones that looked the same at 250 employees as they did at 50.

Golf taught Certuity's Constantine Hatzivassiliou how to perform under pressure. Building a nearly $5 billion multi-family office taught him that the best advisors become the first call when life, not just the markets, gets complicated.

A recent survey of RIA executives by investment bank DeVoe & Company also sees a gap between RIA seller expectations and buyer thoughts on valuation in 2026.

RIAs of all sizes are starting to grapple with the cost and implementation of AI, potentially speeding some smaller firms to consider a sale.

The suite includes risk-based and income-focused models.

Wells Fargo’s chief financial officer said the firm was continuing to hit high levels of advisor recruiting and attrition each quarter, while Morgan Stanley is benefitting from IPO-related inflows.

Technology and AI are pushing advisors beyond traditional fund monitoring and fee benchmarking toward helping sponsors navigate a complex ecosystem of retiretech solutions.

Make sure what you authorize is actually what you intend.

Bogart Wealth's James Bogart discusses why investing in people, data and future advisors is essential for creating an enduring organization

Items affected include DAF regs, Form 990 plans and stock donations to Trump Accounts.

While work environments have stabilized, younger financial advisors reported lower optimism and a weaker sense of purpose, Kitces says.

Final IRS regs include abusive charitable remainder annuity trust scheme as a listed transaction.

Ryan Nauman interviews Eden Ovadia of FINNY, on why organic growth is harder amid M&A reliance and AI noise, and how personalization improves prospecting beyond referrals.

The bank hauled in $148 billion of net new assets in its wealth-management business in the second quarter, over half of which were tied to IPOs.

Open, honest and candid discussion about EBSA budget cuts, why wealth managers should work on DC plans, advisor AI usage up, how to pick a PEP, what drives change in 401(k) plans and more.