NREI Feed

The Miami-based RIA continues its acquisition spree with the addition of the New York multi-family office Seven Bridges.

Jay Lucas pleaded guilty to wire, securities and investment advisor fraud for misusing investor funds for alimony, rent and his wife's luxury skincare business, prosecutors said.

These are not the small cap and microcap stocks of years past.

According to UBS, the four advisors have more than a century of combined experience serving ultra-high-net-worth clients and business leaders in Florida.

Understanding what the new Federal Reserve means for client conversations.

The T. Rowe Price Goldman Sachs Private Markets Fund will be open to all, with no accreditation needed, and will have a minimum investment limit of $2,500.

NextGenEMP founder Wayne Penello on how repeatable long-short, tax-efficient ETF strategies can reduce drawdown risk.

Why retirement plan advisors should care.

Some things change all the time – others must never change.

In other advisor tech news Osaic expands its RISR partnership, FinTurk adds new features.

Ryan Nauman and Phil Palumbo discuss aging demographics and retirement planning, emphasizing “make work optional”.

Every tool looks impressive in a controlled presentation.

In addition, RedBird-backed Arax continues to grow with its seventh deal of 2026, and NorthRock Partners finds an advisor team in its home city of Minneapolis.

RISR CEO Jason Early explores how technology and artificial intelligence are helping advisors bring greater clarity to business owner planning.

Wealth managers deploy long-short strategies, structured notes and stock picking to shield clients from overvalued large caps in ETFs and mutual funds.

KWM Wealth Advisory is based in Pasadena and also has a presence in Honolulu. Team leaders said they were attracted by Raymond James’ focus on technology.

Merrill originally sued Dynasty and the principals of the $129 billion breakaway RIA last year, and later claimed that Dynasty reneged on promises to participate in FINRA arbitration; in turn, Dynasty accused Merrill of “sleight of hand” in its arguments.

Clarity on values, consistent hiring practices and aligned leadership help wealth management firms create cultures where advisors thrive and performance becomes repeatable.

As a business scales and builds substantial equity, conventional financing can step in to provide the structural flexibility and lower overall borrowing costs for the next chapter.

Matt Kilgroe shares how Cyndeo Wealth Partners grew from a newly launched $1.2 billion RIA to a $3.5 billion enterprise, and why the next challenge isn’t independence, but building a firm capable of reaching $25 billion.