NREI Feed

According to the Justice Department, Jenni Yoon Jeong Lee posed as an advisor to the Korean community while spending the stolen money at casinos and paying back earlier investors.

Discounts are a genuine feature of secondaries returns, but they are not the whole story.

Goldman Sachs is still a nascent entrant in the RIA custody market, but the brand name helps some advisors with the move to independence, according to industry players.

Hightower’s branded W-2 channel expands its footprint to $35 billion across 40 locations.

The Sheresky Samsen Group includes brothers Steven and Jeffrey Shereseky, as well as Jeffrey Samsen and Steven’s son Kenneth.

Aspen’s eight affiliate RIAs now total $15 billion in assets under management.

Fidelity introduced ETF share classes for three of its mutual funds, reported ETF Trends. Morningstar analysts took a deep dive into whether the U.S. dollar rally will continue. These are among the investment must reads for financial advisors this week.

Women are asking for them as often as men.

Morgan Stanley is winning new business from RIAs since launching its cross-division initiative, which pairs investment management with equity strategies.

Public data from mutual funds show steep declines that suggest private markets’ investors are sitting on tens of billions in paper losses.

A team of Commonwealth advisors has launched a hybrid RIA, Bartholomew & Company, while keeping custodial and broker/dealer ties with LPL Financial.

The $340 million deal adds 750,000 DC and 780,000 DB participants, positioning Empower to cross-sell wealth services while integrating workplace benefits with retirement.

The founder-owned RIA has recruited $4 billion in assets this year, appealing to advisors who want to avoid private equity-backed firms and maintain autonomy.

Firms often mistake “this feels easier” for “this works better.”

Ryan Nauman interviews Joe DaGrosa on why registered vehicles—especially interval funds—may expand private market access and the core trade-off of illiquidity versus return potential.

Stansberry Asset Management's Mario Valente discusses the firm’s All-Weather and Tactical Select strategies.

The wealth management firm is taking its case to a federal appeals court after a judge ruled that Edelman hadn't established its trade-secrets case against Mariner.

DSTs are right for a specific kind of client and wrong for plenty of others.

The advisor technology firm joins a small group of firms globally with the AI management system standard, including Nitrogen.

Self-evident truths that reinforce the values that could reshape an entire industry.