NREI Feed

November 16, 2026 | 2:00 PM EST

Over three months, 38 teams managing at least $78 billion switched companies, with employee firms outside the wirehouses capturing the largest share, Winthrop & Co. finds.

The Oasis Group’s John O’Connell shares practical guidance on AI and explains why solving the right business problem matters more than adopting the latest technology.

Captrust is expanding its Pacific Northwest footprint, acquiring Edmonds, Wash.-based Pacific Sage Partners and its $1.1 billion in client assets and eight advisors.

Schwab’s AI lead said RIAs would receive a $4,800 credit if they sign up for the enterprise version of Claude for Financial Advisors, initially eliminating a cost restriction for smaller firms.

The Federal Open Market Committee voted 10-2 to hold its benchmark federal funds rate in a range of 3.75% to 4%.

LPL is two weeks away from conversion, as it reports its strongest organic growth rate in more than a year and is considering new platform-fee pricing.

The public relations firm Gregory studied over 8,000 AI-generated answers and found that many of the RIAs included in some of the industry’s top rankings are rarely (if ever) mentioned.

CEO Rick Wurster kicked off the firm’s annual Impact conference in Boston with a pledge to continue supporting the firm’s 11,000 RIA clients with under $100 million in assets, just after competitor Fidelity announced it would drop firms of similar size.

Billionaires are pledging billions to seed the federal investment program, but what’s in it for them?

What an executor needs when a client dies holding a DST interest.

Janus Henderson, Van Eck and Cantor Fitzgerald also announced innovative fund launches in recent days.

High-earning couples could be subject to a “marriage penalty.”

Matt Webber and Chris Illiano bring their California practice to Citizens Private Wealth, deepening the bank's push into high-net-worth client relationships statewide.

Matt Webber and Chris Illiano bring their California practice to Citizens Private Wealth, deepening the bank's push into high-net-worth client relationships statewide.

BetaNXT will add Pave's portfolio construction and optimization software to its wealth management suite, giving advisors more tools to personalize client accounts at scale.

Open, honest and candid discussion about a new Capital Group TDF, the value of DC plans, how advisors are selecting record keepers, changes coming to 401(k) plans and more.

Wallace Finance is expanding its digital twin tool beyond training and succession, eyeing a new role helping RIA roll-ups vet acquisition targets during due diligence.